RIA Intelligence

• W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
  since Jul 24, 2019 · Fulton, Md
• P••••••• S•••••••• G••••• L•• former
  Nov 16, 2017 to Jul 24, 2019 · Fulton, Md
• S•••••• W••••• M••••••••• L•• independent RIA
  Jun 5, 2017 to Aug 7, 2017 · Gaithersburg, Md
• O•••• F•• I••• former
  Apr 13, 2015 to Jun 2, 2017 · Hunt Valley, Md
• O•••• F•• I••• former
  Dec 18, 2012 to Mar 31, 2015 · Columbia, Md

• P••••••• S•••••••• G••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
  left Jul 24, 2019, registered Jul 24, 2019 (0 days) · RIA to affiliated broker-dealer or bank
• S•••••• W••••• M••••••••• L•• to P••••••• S•••••••• G••••• L••
  left Aug 7, 2017, registered Nov 16, 2017 (101 days) · Other
• O•••• F•• I••• to S•••••• W••••• M••••••••• L••
  left Jun 2, 2017, registered Jun 5, 2017 (3 days) · Other
• O•••• F•• I••• to O•••• F•• I•••
  left Mar 31, 2015, registered Apr 13, 2015 (13 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address