DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• T• G••••••

E•••••••• A•••••••• L••national BDSecaucus, Njdual registrantIAPD 5934186

Certified Financial Planner

Feed of 09/14/2026

Also filed as B•••••• Taylor G••••••

At current firm

1 y

since Aug 18, 2025

In the industry

14 y

since Feb 23, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Aug 18, 2025 · Secaucus, Nj
A•••• P•••••••• L•• independent RIA
Jul 28, 2022 to Aug 15, 2025 · Rockville, Md
M••••• S•••••• wirehouse
Oct 15, 2021 to Jul 25, 2022 · Morristown, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 24, 2013 to Oct 19, 2021 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••••••• L•• to E•••••••• A•••••••• L••
left Aug 15, 2025, registered Aug 18, 2025 (3 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to A•••• P•••••••• L••
left Jul 25, 2022, registered Jul 28, 2022 (3 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Oct 19, 2021, registered Oct 15, 2021 (-4 days) · Wirehouse to wirehouse · moved with a team

Signals

B•••••• T• G•••••• left A•••• P•••••••• L•• for E•••••••• A•••••••• L•• (registered 2025-08-18)
Aug 15, 2025 · Advisor changed firm · fact
B•••••• T• G•••••• left M••••• S•••••• for A•••• P•••••••• L•• (registered 2022-07-28)
Jul 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address