DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Klepner
Feed of 09/14/2026
Also filed as Robert Dennis Klepner
At current firm
3 y
since Sep 18, 2023
In the industry
15 y
since Sep 8, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Sep 18, 2023 · Austin, Tx
- Spc BD affiliatedSep 13, 2019 to Sep 28, 2023 · Georgetown, Tx
- Gladstone Wealth Partners BD affiliatedJun 22, 2016 to Sep 25, 2019 · Austin, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 22, 2012 to Jun 3, 2016 · Austin, Tx
- Principal Securities, Inc. BD affiliatedSep 29, 2011 to May 30, 2012 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Spc to LPL Financial LLCleft Sep 28, 2023, registered Sep 18, 2023 (-10 days) · Affiliated broker-dealer or bank to another
- Gladstone Wealth Partners to Spcleft Sep 25, 2019, registered Sep 13, 2019 (-12 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Gladstone Wealth Partnersleft Jun 3, 2016, registered Jun 22, 2016 (19 days) · Other
- Principal Securities, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 30, 2012, registered Jun 22, 2012 (23 days) · Other
Signals
- Robert Klepner left Spc for Lpl Financial Llc (registered 2023-09-18)Sep 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address