RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• A•••• M•••••
- P•••• F•••• W••••• A•••••••• L•• independent RIA currentsince Jul 17, 2019 · Atlanta, Ga
- T•• I••••••••• A•••• M••••••••• L•• independent RIASep 20, 2018 to Jun 27, 2019 · Atlanta, Ga
- J••• M••••• S••••••••• L•• wirehouseJul 19, 2011 to Oct 2, 2018 · Atlanta, Ga
- T•• I••••••••• A•••• M••••••••• L•• to P•••• F•••• W••••• A•••••••• L••left Jun 27, 2019, registered Jul 17, 2019 (20 days) · RIA to RIA
- J••• M••••• S••••••••• L•• to T•• I••••••••• A•••• M••••••••• L••left Oct 2, 2018, registered Sep 20, 2018 (-12 days) · Wirehouse to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address