DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• J•••• W••••••

W•••• F•••• A•••••••wirehouseMilwaukee, Widual registrantIAPD 5940355

Certified Financial Planner · Chartered Financial Consultant · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as C••••• W••••••

At current firm

1 y

since Jul 28, 2025

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jul 28, 2025 · Milwaukee, Wi
P•••••••• S••••••••• I••• BD affiliated
May 30, 2024 to Jul 22, 2025 · Wauwatosa, Wi
U••• B•••••• I••••••••• I••• former
Dec 6, 2023 to Jun 4, 2024 · Pewaukee, Wi
A••••••• A••••••• S•••••••• L•• BD affiliated
Jun 8, 2022 to Dec 14, 2023 · Hartland, Wi

Moves

a registration end followed by a registration begin elsewhere

P•••••••• S••••••••• I••• to W•••• F•••• A•••••••
left Jul 22, 2025, registered Jul 28, 2025 (6 days) · Affiliated broker-dealer or bank to wirehouse
U••• B•••••• I••••••••• I••• to P•••••••• S••••••••• I•••
left Jun 4, 2024, registered May 30, 2024 (-5 days) · Affiliated broker-dealer or bank to another
A••••••• A••••••• S•••••••• L•• to U••• B•••••• I••••••••• I•••
left Dec 14, 2023, registered Dec 6, 2023 (-8 days) · Affiliated broker-dealer or bank to another

Signals

C••••• J•••• W•••••• left P•••••••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2025-07-28)
Jul 22, 2025 · Advisor changed firm · fact
C••••• J•••• W•••••• left U••• B•••••• I••••••••• I••• for P•••••••• S••••••••• I••• (registered 2024-05-30)
Jun 4, 2024 · Advisor changed firm · fact
C••••• J•••• W•••••• left A••••••• A••••••• S•••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2023-12-06)
Dec 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address