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Registered advisor
M••••• J•••••• B••••••••
Feed of 09/14/2026
Also filed as M••••• Whitworth J••••••
At current firm
9 y
since Aug 1, 2017
In the industry
15 y
since Feb 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Aug 1, 2017 · Goldsboro, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 24, 2011 to Aug 3, 2017 · Goldsboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to J••••• M••••••••• S•••• L••left Aug 3, 2017, registered Aug 1, 2017 (-2 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address