DFX Intelligence
RIA Intelligence
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Registered advisor
T••• B•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••• P B•••••••
At current firm
5 y
since Apr 28, 2021
In the industry
15 y
since Sep 2, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Apr 28, 2021 · Amherst, Ny
- U••••• C•••••• F•••••••• A••••••• independent RIANov 6, 2012 to Jan 21, 2020 · Buffalo, Ny
- E•••••••• A•••••••• L•• national BDJul 18, 2012 to Oct 11, 2012 · Williamsville, Ny
- M••••• S•••••• wirehouseSep 5, 2011 to Jun 19, 2012 · Buffalo, Ny
Moves
a registration end followed by a registration begin elsewhere
- U••••• C•••••• F•••••••• A••••••• to E•••••• F•••••••• E••••••left Jan 21, 2020, registered Apr 28, 2021 (463 days) · Affiliated broker-dealer or bank to independent RIA
- E•••••••• A•••••••• L•• to U••••• C•••••• F•••••••• A•••••••left Oct 11, 2012, registered Nov 6, 2012 (26 days) · Other
- M••••• S•••••• to E•••••••• A•••••••• L••left Jun 19, 2012, registered Jul 18, 2012 (29 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address