RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• K•••••• B••••
- M••••• S•••••• wirehouse currentsince Jan 30, 2025 · New Orleans, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 9, 2024 to Jan 13, 2025 · New Orleans, La
- J•••••••• I••••••••• A••••••• L•• mixed wealthJun 14, 2023 to Feb 7, 2024 · New York, Ny
- L••••••• A•••• M••••••••• L•• asset managerAug 17, 2018 to Aug 14, 2023 · Miami, Fl
- R•• C•••••• M••••••• L•• national BDMay 30, 2014 to Jun 29, 2016 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jan 13, 2025, registered Jan 30, 2025 (17 days) · Wirehouse to wirehouse
- J•••••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 7, 2024, registered Feb 9, 2024 (2 days) · Affiliated broker-dealer or bank to wirehouse
- L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Aug 14, 2023, registered Jun 14, 2023 (-61 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to L••••••• A•••• M••••••••• L••left Jun 29, 2016, registered Aug 17, 2018 (779 days) · Other
- T••••• K•••••• B•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2025-01-30)Jan 13, 2025 · Advisor changed firm · fact
- T••••• K•••••• B•••• left J•••••••• I••••••••• A••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-02-09)Feb 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address