RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• O••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Nov 15, 2021 · Radnor, Pa
- S•• I••••••••• A•••••••• I••• formerMar 12, 2018 to Mar 1, 2019 · Doylestown, Pa
- G•••• V••••• A•••••• G••••• L•• independent RIASep 6, 2017 to Feb 26, 2018 · Doylestown, Pa
- T•• A•••••••• I••• BD affiliatedJan 12, 2017 to Aug 31, 2017 · Doylestown, Pa
- O•••• F•• I••• formerFeb 19, 2014 to Feb 21, 2014 · Berwyn, Pa
- P•••• S••••••••• L•• no RAUMMay 23, 2013 to Jan 13, 2017 · Warrington, Pa
- S•• I••••••••• A•••••••• I••• to M••••• G••••• A••••••• I•••left Mar 1, 2019, registered Nov 15, 2021 (990 days) · RIA to RIA
- G•••• V••••• A•••••• G••••• L•• to S•• I••••••••• A•••••••• I•••left Feb 26, 2018, registered Mar 12, 2018 (14 days) · Other
- T•• A•••••••• I••• to G•••• V••••• A•••••• G••••• L••left Aug 31, 2017, registered Sep 6, 2017 (6 days) · Other · moved with a team
- P•••• S••••••••• L•• to O•••• F•• I•••left Jan 13, 2017, registered Feb 19, 2014 (-1059 days) · Other
- O•••• F•• I••• to T•• A•••••••• I•••left Feb 21, 2014, registered Jan 12, 2017 (1056 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address