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Registered advisor
O••• M••••••••• W•••••
Feed of 09/14/2026
Also filed as O••• M W•••••
At current firm
5 y
since Feb 17, 2021
In the industry
14 y
since Oct 31, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Naples, Fl
- B••• S••••••••• L•• formerAug 7, 2018 to Feb 17, 2021 · Naples, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 15, 2016 to Aug 16, 2018 · Naples, Fl
- U••• F•••••••• P••••••• S••••••• formerSep 24, 2013 to Nov 17, 2014 · Addison, Tx
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to B••• S••••••••• L••left Aug 16, 2018, registered Aug 7, 2018 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- U••• F•••••••• P••••••• S••••••• to U•• F•••••••• S••••••• I•••left Nov 17, 2014, registered Jun 15, 2016 (576 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address