C••• W•••

• S••••• W••••• A•••••••• I••• no RAUM current
  since Jun 27, 2025 · Atlanta, Ga
• S•••••••• A••••••• L•• national BD
  Mar 31, 2025 to Jun 11, 2025 · Clarkston, Ga
• F••••••• P••••••• A•• W•••••••• A••••••• former
  May 7, 2020 to Mar 31, 2025 · Sarasota, Fl
• T• A••••••••• I••••••••• M••••••••• L•• former
  Apr 16, 2015 to Apr 21, 2020 · Indianapolis, In
• T• A••••••••• I••• former
  Apr 16, 2015 to Apr 21, 2020 · Indianapolis, In
• C•••••• S••••• • C••• I••• national BD
  Nov 5, 2014 to Apr 17, 2015 · Indianapolis, In

• S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••
  left Jun 11, 2025, registered Jun 27, 2025 (16 days) · Other · moved with a team
• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
  left Apr 21, 2020, registered Apr 16, 2015 (-1832 days) · corporate re-registration, not a move
• T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Apr 21, 2020, registered May 7, 2020 (16 days) · Other
• C•••••• S••••• • C••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Apr 17, 2015, registered Apr 16, 2015 (-1 days) · Other

• ••• Locked
  Jun 11, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address