M•••••• G• M•••••

F•••• T•••• S••••••••• I•••BD affiliatedColumbus, Oh dual registrantIAPD 5952042

Feed of 09/14/2026

Also filed as M•••••• G••• M•••••

At current firm

8 y

since May 30, 2018

In the industry

15 y

since Sep 16, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• S••••••••• I••• BD affiliated current
since May 30, 2018 · Columbus, Oh
K•• I••••••••• S••••••• L•• BD affiliated
Oct 24, 2013 to May 15, 2018 · Cleveland, Oh
W•••• F•••• A••••••• wirehouse
Sep 19, 2011 to Jul 16, 2013 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

K•• I••••••••• S••••••• L•• to F•••• T•••• S••••••••• I•••
left May 15, 2018, registered May 30, 2018 (15 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to K•• I••••••••• S••••••• L••
left Jul 16, 2013, registered Oct 24, 2013 (100 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address