DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• M•••••••••

C••••• I••••••••• A••••••• L••BD affiliatedParker, Co dual registrantIAPD 5957214

Feed of 09/14/2026

Also filed as Eric W Montgomery

At current firm

1 y

since Jun 17, 2025

In the industry

11 y

since Jan 28, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 17, 2025 · Greenwood Village, Co
S•• BD affiliated
Apr 5, 2023 to Jun 16, 2025 · Ann Arbor, Mi
L•• F•••••••• L•• BD affiliated
Feb 4, 2021 to Apr 12, 2023 · San Diego, Ca
F•••• C•••••• A••••••• S••••••• BD affiliated
Jul 17, 2018 to Mar 4, 2019 · Columbus, Ga
K•• I••••••••• S••••••• L•• BD affiliated
Jul 27, 2017 to Jul 9, 2018 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

S•• to C••••• I••••••••• A••••••• L••
left Jun 16, 2025, registered Jun 17, 2025 (1 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to S••
left Apr 12, 2023, registered Apr 5, 2023 (-7 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• A••••••• S••••••• to L•• F•••••••• L••
left Mar 4, 2019, registered Feb 4, 2021 (703 days) · Affiliated broker-dealer or bank to another
K•• I••••••••• S••••••• L•• to F•••• C•••••• A••••••• S•••••••
left Jul 9, 2018, registered Jul 17, 2018 (8 days) · Affiliated broker-dealer or bank to another

Signals

E••• M••••••••• left Spc for C••••• I••••••••• A••••••• L•• (registered 2025-06-17)
Jun 16, 2025 · Advisor changed firm · fact
E••• M••••••••• left L•• F•••••••• L•• for Spc (registered 2023-04-05)
Apr 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address