DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Hector I Luna

Merit Financial AdvisorsBD affiliatedHouston, Tx dual registrantIAPD 5957601

Feed of 09/14/2026

Also filed as Hector Ismael Luna Figueroa

At current firm

1 y

since Apr 15, 2025

In the industry

13 y

since May 22, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Merit Financial Advisors BD affiliated current
since Apr 15, 2025 · Houston, Tx
Mai Capital Management, LLC independent RIA
Oct 22, 2024 to Mar 20, 2025 · Houston, Tx
Wealth Enhancement Advisory Services, LLC BD affiliated
Aug 31, 2023 to Sep 4, 2024 · Plymouth, Mn
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Sep 1, 2023 · Boston, Ma
Strategic Advisers LLC national BD
Jul 31, 2015 to Jul 13, 2018 · Katy, Tx

Moves

a registration end followed by a registration begin elsewhere

Mai Capital Management, LLC to Merit Financial Advisors
left Mar 20, 2025, registered Apr 15, 2025 (26 days) · RIA to RIA
Wealth Enhancement Advisory Services, LLC to Mai Capital Management, LLC
left Sep 4, 2024, registered Oct 22, 2024 (48 days) · Affiliated broker-dealer or bank to independent RIA
Fidelity Personal And Workplace Advisors to Wealth Enhancement Advisory Services, LLC
left Sep 1, 2023, registered Aug 31, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

Hector I Luna left Mai Capital Management, Llc for Merit Financial Advisors (registered 2025-04-15)
Mar 20, 2025 · Advisor changed firm · fact
Hector I Luna left Wealth Enhancement Advisory Services, Llc for Mai Capital Management, Llc (registered 2024-10-22)
Sep 4, 2024 · Advisor changed firm · fact
Hector I Luna left Fidelity Personal And Workplace Advisors for Wealth Enhancement Advisory Services, Llc (registered 2023-08-31)
Sep 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address