RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• C•••• V••••••••
- K•• I••••••••• S••••••• L•• BD affiliated currentsince May 4, 2026 · Brooklyn, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedOct 25, 2023 to Sep 6, 2024 · Brooklyn, Oh
- R••••• O• L••• W••••• P••••••• independent RIAJul 16, 2020 to Jan 18, 2023 · Cleveland, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDNov 16, 2015 to Nov 6, 2018 · Fairlawn, Oh
- R••••• O• L••• W••••• P••••••• to K•• I••••••••• S••••••• L••left Jan 18, 2023, registered Oct 25, 2023 (280 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to R••••• O• L••• W••••• P•••••••left Nov 6, 2018, registered Jul 16, 2020 (618 days) · Affiliated broker-dealer or bank to independent RIA
- A•• C•••• V•••••••• left R••••• O• L••• W••••• P••••••• for K•• I••••••••• S••••••• L•• (registered 2023-10-25)Jan 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address