S••••••••• G••••

• C•••••••• G••••• M•••••• I••• BD affiliated current
  since Jul 7, 2022 · Los Angeles, Ca
• J••• M••••• S••••••••• L•• wirehouse
  Sep 3, 2015 to Jun 25, 2022 · Los Angeles, Ca
• M••••• S•••••• wirehouse
  Apr 9, 2014 to Jul 17, 2015 · Beverly Hills, Ca
• M••••• S•••••• wirehouse
  Apr 26, 2013 to Jan 29, 2014 · Los Angeles, Ca

• J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
  left Jun 25, 2022, registered Jul 7, 2022 (12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• M••••• S•••••• to J••• M••••• S••••••••• L••
  left Jul 17, 2015, registered Sep 3, 2015 (48 days) · Wirehouse to wirehouse

• ••• Locked
  Jun 25, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

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