DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lainie Pasquini Henrich

American Century Investments Private Client Group, Inc.BD affiliatedKansas City, Modual registrantIAPD 5962203

Feed of 09/14/2026

Also filed as Lainie Heather Malhotra

At current firm

1 y

since Aug 22, 2025

In the industry

15 y

since Jan 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

American Century Investments Private Client Group, Inc. BD affiliated current
since Aug 22, 2025 · Kansas City, Mo
Copper Financial independent RIA
Apr 17, 2024 to Apr 17, 2025 · Leawood, Ks
American Century Investments Private Client Group, Inc. BD affiliated
Jun 22, 2020 to Apr 16, 2024 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

Copper Financial to American Century Investments Private Client Group, Inc.
left Apr 17, 2025, registered Aug 22, 2025 (127 days) · RIA to affiliated broker-dealer or bank
American Century Investments Private Client Group, Inc. to Copper Financial
left Apr 16, 2024, registered Apr 17, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Lainie Pasquini Henrich left Copper Financial for American Century Investments Private Client Group, Inc. (registered 2025-08-22)
Apr 17, 2025 · Advisor changed firm · fact
Lainie Pasquini Henrich left American Century Investments Private Client Group, Inc. for Copper Financial (registered 2024-04-17)
Apr 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address