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RIA Intelligence
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Registered advisor
M•••••• B•••••• B•••••
Feed of 09/14/2026
Also filed as M•••••• B•••••
At current firm
5 y
since Apr 30, 2021
In the industry
15 y
since Sep 8, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• W••••• A••••••• BD affiliated currentsince Apr 30, 2021 · Mankato, Mn
- T•••• A•••••••• L•• formerJan 2, 2015 to May 5, 2021 · Mankato, Mn
- D•• W•••••• L•• independent RIADec 19, 2013 to Dec 31, 2014 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- T•••• A•••••••• L•• to A••••••• W••••• A•••••••left May 5, 2021, registered Apr 30, 2021 (-5 days) · Affiliated broker-dealer or bank to another
- D•• W•••••• L•• to T•••• A•••••••• L••left Dec 31, 2014, registered Jan 2, 2015 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address