DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• W•••••••

F••••••independent RIASeattle, Wa IA-onlyIAPD 5963724

Feed of 09/14/2026

Also filed as D••••• Wayne W•••••••

At current firm

0 y

since Dec 9, 2025

In the industry

15 y

since Sep 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Vice President, Wealth Advisorreportedfarther.comfirm site, Sep 15, 2026
Professional profile: farther.com/advisor/dennis-williams-jrreportedfarther.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

F•••••• independent RIA current
since Dec 9, 2025 · Seattle, Wa
W•••• F•••• A••••••• wirehouse
Aug 14, 2023 to Dec 3, 2025 · Kirkland, Wa
F•••••• independent RIA
Jan 3, 2022 to Aug 18, 2023 · San Francisco, Ca
E••••• J•••• national BD
Jan 31, 2019 to Jan 5, 2022 · Seattle, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 18, 2011 to Feb 1, 2019 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to F••••••
left Dec 3, 2025, registered Dec 9, 2025 (6 days) · Wirehouse to independent RIA
F•••••• to W•••• F•••• A•••••••
left Aug 18, 2023, registered Aug 14, 2023 (-4 days) · RIA to wirehouse
E••••• J•••• to F••••••
left Jan 5, 2022, registered Jan 3, 2022 (-2 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Feb 1, 2019, registered Jan 31, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank

Signals

D••••• W••••••• left W•••• F•••• A••••••• for Farther (registered 2025-12-09)
Dec 3, 2025 · Advisor changed firm · fact
D••••• W••••••• left Farther for W•••• F•••• A••••••• (registered 2023-08-14)
Aug 18, 2023 · Advisor changed firm · fact
D••••• W••••••• left E••••• J•••• for Farther (registered 2022-01-03)
Jan 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address