DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• A•••••• S••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSalt Lake City, Utdual registrantIAPD 5963776

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Oct 1, 2025

In the industry

15 y

since Sep 17, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Oct 1, 2025 · Salt Lake City, Ut
C••••••••• F•••••••• N•••••• national BD
Aug 17, 2017 to Oct 2, 2025 · Salt Lake City, Ut
W•• A•••••••• L• former
Jan 5, 2015 to Aug 17, 2017 · Salt Lake City, Ut
L•• F•••••••• L•• BD affiliated
Jul 30, 2013 to Jan 12, 2015 · Bountiful, Ut
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Sep 7, 2012 to Jul 30, 2013 · Cottonwood Heights, Ut

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 2, 2025, registered Oct 1, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
W•• A•••••••• L• to C••••••••• F•••••••• N••••••
left Aug 17, 2017, registered Aug 17, 2017 (0 days) · Other
L•• F•••••••• L•• to W•• A•••••••• L•
left Jan 12, 2015, registered Jan 5, 2015 (-7 days) · Other
T••••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••
left Jul 30, 2013, registered Jul 30, 2013 (0 days) · Other

Signals

R••• A•••••• S•••• left C••••••••• F•••••••• N•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-01)
Oct 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address