DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• J••• R••••••

C•••••• S••••• • C••• I•••national BDStamford, Ct dual registrantIAPD 5964754

Certified Financial Planner

Feed of 09/15/2026

Also filed as Timothy J. Ressler

At current firm

3 y

since Jul 10, 2023

In the industry

15 y

since Jul 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jul 10, 2023 · West Hartford, Ct
C••••• A••••••• L•• former
Oct 18, 2021 to Jul 6, 2023 · Southington, Ct
C••••••••• W••••• M••••••••• L•• independent RIA
Mar 4, 2021 to May 7, 2021 · Farmington, Ct
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Feb 5, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jul 10, 2017 to Jul 13, 2018 · West Hartford, Ct
E•••••••• A•••••••• L•• national BD
Jun 18, 2014 to Jun 19, 2017 · Old Lyme, Ct

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 6, 2023, registered Jul 10, 2023 (4 days) · Affiliated broker-dealer or bank to another
C••••••••• W••••• M••••••••• L•• to C••••• A••••••• L••
left May 7, 2021, registered Oct 18, 2021 (164 days) · RIA to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to C••••••••• W••••• M••••••••• L••
left Feb 5, 2021, registered Mar 4, 2021 (27 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
E•••••••• A•••••••• L•• to S•••••••• A••••••• L••
left Jun 19, 2017, registered Jul 10, 2017 (21 days) · Affiliated broker-dealer or bank to another

Signals

T•••••• J••• R•••••• left C••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2023-07-10)
Jul 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address