DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• E••••• M•••••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 5965547

Feed of 09/15/2026

Also filed as J••••• E••••• M•••••••••

At current firm

5 y

since May 19, 2021

In the industry

14 y

since Oct 28, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since May 19, 2021 · St. Petersburg, Fl
R•••••• J•••• • A••••••••• I••• national BD
May 5, 2025 to Dec 31, 2025 · St. Petersburg, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 2, 2013 to May 27, 2014 · Mobile, Al
S••••• F•••••••• G•••• I•• former
Jun 29, 2012 to Apr 3, 2013 · Mobile, Al
M••••• S•••••• wirehouse
Oct 31, 2011 to Jun 29, 2012 · Mobile, Al

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to no registered destination
left Dec 31, 2025 · Departure, no registered destination
S••••• F•••••••• G•••• I•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 3, 2013, registered Apr 2, 2013 (-1 days) · Other
M••••• S•••••• to S••••• F•••••••• G•••• I••
left Jun 29, 2012, registered Jun 29, 2012 (0 days) · Other

Signals

J••••• E••••• M••••••••• no longer registered at R•••••• J•••• • A••••••••• I•••; no later IA registration on IAPD
Dec 31, 2025 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address