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Registered advisor
M•••••• J• P••••
Feed of 09/14/2026
Also filed as M•••••• John P••••
At current firm
1 y
since Mar 31, 2025
In the industry
14 y
since Jan 17, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Millburn, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 22, 2021 to Mar 31, 2025 · Millburn, Nj
- A••••• A•• P••••••• S••••••• BD affiliatedOct 3, 2013 to Nov 13, 2020 · New York, Ny
- E•••••••• A•••••••• L•• national BDMar 14, 2013 to Aug 30, 2013 · Staten Island, Ny
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 13, 2020, registered Feb 22, 2021 (101 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••••••• A•••••••• L•• to A••••• A•• P••••••• S•••••••left Aug 30, 2013, registered Oct 3, 2013 (34 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address