DFX Intelligence
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Registered advisor
J•••••• R• E•••••••••
Feed of 09/14/2026
Also filed as J••• E••••••••• R• E•••••••••
At current firm
3 y
since Jan 26, 2023
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jan 26, 2023 · Pekin, Il
- M••••• S•••••• wirehouseJun 27, 2017 to Feb 16, 2023 · Peoria, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to P•• W••••• M•••••••••left Feb 16, 2023, registered Jan 26, 2023 (-21 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedFeb 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address