RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M••••• M••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Mar 2, 2026 · Plymouth, Mn
- T•• A•••••••• L•• independent RIAAug 10, 2022 to Mar 25, 2026 · Prairie Village, Ks
- A••••••• A••••••• S•••••••• L•• BD affiliatedNov 1, 2021 to Jun 30, 2023 · Prairie Village, Ks
- A••••••• A••••••• S••••••• formerSep 18, 2015 to Nov 1, 2021 · Prairie Village, Ks
- E•••••••• A•••••••• L•• national BDMar 16, 2012 to Jul 23, 2015 · Kansas City, Mo
- T•• A•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Mar 25, 2026, registered Mar 2, 2026 (-23 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A••••••• A••••••• S•••••••• L•• to T•• A•••••••• L••left Jun 30, 2023, registered Aug 10, 2022 (-324 days) · Other · moved with a team
- A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to A••••••• A••••••• S•••••••left Jul 23, 2015, registered Sep 18, 2015 (57 days) · Other
- A••••• M••••• M•••••• left T•• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-03-02)Mar 25, 2026 · Advisor changed firm · fact
- A••••• M••••• M•••••• left A••••••• A••••••• S•••••••• L•• for T•• A•••••••• L•• (registered 2022-08-10)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address