DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• J• K•••

P•••• P•••••••independent RIADexter, MiIA-onlyIAPD 5970103

Certified Financial Planner

Feed of 09/14/2026

Also filed as A•••• Jo Wiese

At current firm

1 y

since Jul 16, 2025

In the industry

13 y

since Jun 17, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: CFPreportedpearlplanning.comas printed on the bio page, Sep 16, 2026
Business email: alexa@pearlplanning.comreportedpearlplanning.comfirm site, Sep 15, 2026
Professional profile: pearlplanning.com/about/team/alexa-kane-2reportedpearlplanning.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

P•••• P••••••• independent RIA current
since Jul 16, 2025 · Dexter, Mi
S••••••• C••••••••• L•• former
Oct 1, 2021 to Aug 7, 2025 · Dexter, Mi
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Sep 1, 2020 to Oct 11, 2021 · Dexter, Mi
M••••• G••••• A••••••• I••• independent RIA
Jul 29, 2020 to Oct 21, 2020 · Greenwood Village, Co
M• J• S•••• A•• A••••••••• former
Nov 1, 2017 to Mar 29, 2021 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

S••••••• C••••••••• L•• to P•••• P•••••••
left Aug 7, 2025, registered Jul 16, 2025 (-22 days) · RIA to a newly registered adviser · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••••• C••••••••• L••
left Oct 11, 2021, registered Oct 1, 2021 (-10 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
M• J• S•••• A•• A••••••••• to M••••• G••••• A••••••• I•••
left Mar 29, 2021, registered Jul 29, 2020 (-243 days) · RIA to RIA · moved with a team
M••••• G••••• A••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 21, 2020, registered Sep 1, 2020 (-50 days) · RIA to affiliated broker-dealer or bank

Signals

A•••• J• K••• left S••••••• C••••••••• L•• for P•••• P••••••• (registered 2025-07-16)
Aug 7, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address