RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• L•• K•••••
- P•••••• C•••••• M••••••••• G••••• L•• mixed wealth currentsince Apr 20, 2021 · Kansas City, Mo
- P•••••• C•••••• M••••••••• L•• formerMay 5, 2015 to Apr 12, 2021 · Kansas City, Mo
- U•• F•••••••• S•••••••• I••• independent RIAApr 10, 2014 to Apr 8, 2015 · Kansas City, Mo
- P•••••• C•••••• M••••••••• L•• to P•••••• C•••••• M••••••••• G••••• L••left Apr 12, 2021, registered Apr 20, 2021 (8 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S•••••••• I••• to P•••••• C•••••• M••••••••• L••left Apr 8, 2015, registered May 5, 2015 (27 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address