DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• W•••••

C••••• I••••••••• A••••••• L••BD affiliatedIndianapolis, In dual registrantIAPD 5970628

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jason Paul Wenzel

At current firm

2 y

since May 14, 2024

In the industry

15 y

since Aug 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since May 14, 2024 · Indianapolis, In
J••• M••••• S••••••••• L•• wirehouse
Feb 2, 2021 to May 2, 2024 · Zionsville, In
S••••• W••••• A•••••••• I••• no RAUM
Aug 14, 2017 to Mar 29, 2021 · Indianapolis, In
C•••••• S••••• • C••• I••• national BD
Jul 26, 2017 to Aug 14, 2017 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left May 2, 2024, registered May 14, 2024 (12 days) · Wirehouse to affiliated broker-dealer or bank
S••••• W••••• A•••••••• I••• to J••• M••••• S••••••••• L••
left Mar 29, 2021, registered Feb 2, 2021 (-55 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Aug 14, 2017, registered Aug 14, 2017 (0 days) · channel change inside one enterprise, not a move · moved with a team

Signals

J•••• W••••• left J••• M••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-05-14)
May 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address