DFX Intelligence

RIA Intelligence

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Team lift-out

7 advisors left O•••• W•••••• I••• for B•••••••• F•••••••• A•••••••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Dwain Michael GullionGreensboro, NcAug 6, 2025Aug 4, 2025
Graham Andrew JonesGreensboro, NcAug 6, 2025Aug 4, 2025
Jeffrey Marlin PhillipsMount Airy, NcAug 6, 2025Aug 4, 2025
Lori Hooper HaddockGreensboro, NcAug 6, 2025Aug 4, 2025
Richard Van Dyke WestoverGreensboro, NcAug 6, 2025Aug 5, 2025
Shepard Clay OttawayGreensboro, NcAug 6, 2025Aug 4, 2025
William Bradley SmithGreensboro, NcAug 6, 2025Aug 4, 2025
The rule
Registrations ended
Aug 6, 2025
Registered next
Aug 4, 2025 to Aug 5, 2025
Branch state
NC
Cities
1, most in Greensboro, Nc
Registered there that day
7,832 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of O•••• W•••••• I•••Other teams into B•••••••• F•••••••• A•••••••