M••• M••••• P••••••

• R•• C•••••• M••••••• L•• national BD current
  since Feb 4, 2025 · Charlotte, Nc
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Jul 13, 2018 to May 30, 2024 · Boston, Ma
• S•••••••• A••••••• L•• national BD
  Feb 23, 2015 to Jul 13, 2018 · Annapolis, Md
• V••• F•••••••• A•••••••• I••• BD affiliated
  Jan 10, 2012 to Sep 3, 2013 · Tysons Corner, Va

• F••••••• P••••••• A•• W•••••••• A••••••• to R•• C•••••• M••••••• L••
  left May 30, 2024, registered Feb 4, 2025 (250 days) · Affiliated broker-dealer or bank to another
• S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
• V••• F•••••••• A•••••••• I••• to S•••••••• A••••••• L••
  left Sep 3, 2013, registered Feb 23, 2015 (538 days) · Other

• ••• Locked
  May 30, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address