RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• R••••• J••••••
- I••••• P••••••••• W•••••• L•• independent RIA currentsince Jul 30, 2021 · Landover, Md
- J•••••• W••••• formerJul 21, 2021 to Jul 27, 2021 · Washington, Dc
- S••••••••• W••••• mixed wealthMar 8, 2021 to Mar 19, 2021 · Fort Washington, Md
- E••••• J•••• national BDJan 3, 2012 to Apr 11, 2017 · St Louis, Mo
- J•••••• W••••• to I••••• P••••••••• W•••••• L••left Jul 27, 2021, registered Jul 30, 2021 (3 days) · RIA to a newly registered adviser
- S••••••••• W••••• to J•••••• W•••••left Mar 19, 2021, registered Jul 21, 2021 (124 days) · RIA to RIA
- E••••• J•••• to S••••••••• W•••••left Apr 11, 2017, registered Mar 8, 2021 (1427 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address