RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L•• B••••
- S•••• R•••• • C••• I••• independent RIA currentsince Jul 15, 2026 · Rochester, Ny
- C••••••••• A•••••••• L•• independent RIAJul 25, 2022 to Nov 30, 2022 · Victor, Ny
- L•• F•••••••• L•• BD affiliatedJul 7, 2017 to Jul 29, 2022 · Penfield, Ny
- P••• A••••• S••••••••• L•• BD affiliatedJan 5, 2017 to Jul 5, 2017 · Pittsford, Ny
- K•• I••••••••• S••••••• L•• BD affiliatedSep 21, 2016 to Dec 19, 2016 · Rochester, Ny
- L•• F•••••••• L•• BD affiliatedApr 24, 2015 to Sep 21, 2016 · Rochester, Ny
- C••••••••• A•••••••• L•• to S•••• R•••• • C••• I•••left Nov 30, 2022, registered Jul 15, 2026 (1323 days) · RIA to RIA
- L•• F•••••••• L•• to C••••••••• A•••••••• L••left Jul 29, 2022, registered Jul 25, 2022 (-4 days) · RIA to RIA
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left Jul 5, 2017, registered Jul 7, 2017 (2 days) · Other
- K•• I••••••••• S••••••• L•• to P••• A••••• S••••••••• L••left Dec 19, 2016, registered Jan 5, 2017 (17 days) · Other
- L•• F•••••••• L•• to K•• I••••••••• S••••••• L••left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team
- D••••• L•• B•••• left C••••••••• A•••••••• L•• for S•••• R•••• • C••• I••• (registered 2026-07-15)Nov 30, 2022 · Advisor changed firm · fact
- D••••• L•• B•••• left L•• F•••••••• L•• for C••••••••• A•••••••• L•• (registered 2022-07-25)Jul 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address