DFX Intelligence
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Registered advisor
D••••••• E••• R•••••
Feed of 09/15/2026
At current firm
11 y
since Aug 19, 2015
In the industry
12 y
since Feb 10, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Sep 30, 2020 · Lombard, Il
- L•••••• I••••••••• independent RIA currentsince Aug 19, 2015 · Crystal Lake, Il
- E•••••••• A•••••••• L•• national BDMar 5, 2014 to Feb 11, 2015 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to L•••••• I•••••••••left Feb 11, 2015, registered Aug 19, 2015 (189 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address