RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• D•••• L••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Jan 1, 2025 · Miami, Fl
- W•••• F•••• A••••••• wirehouseJun 19, 2018 to Mar 8, 2021 · Miami, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 4, 2015 to May 9, 2017 · Miami, Fl
- W•••• F•••• A••••••• wirehouseSep 4, 2014 to Jun 1, 2015 · Miami, Fl
- W•••• F•••• A••••••• to I••••••• A••••••• S•••••••• L••left Mar 8, 2021, registered Jan 1, 2025 (1395 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 9, 2017, registered Jun 19, 2018 (406 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jun 1, 2015, registered Jun 4, 2015 (3 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address