DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Terrence Patrick Hawkins

Trajan Wealth, L.L.C.independent RIANaperville, Il IA-onlyIAPD 5980860

Feed of 09/15/2026

At current firm

2 y

since Jun 6, 2024

In the industry

14 y

since Mar 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Trajan Wealth, L.L.C. independent RIA current
since Jun 6, 2024 · Scottsdale, Az
Halo Investment Services, LLC other
Aug 8, 2023 to Mar 13, 2024 · Chicago, Il
Rothschild Wealth LLC independent RIA
Jul 14, 2022 to Aug 9, 2023 · Oakbrook, Il
Morningstar Investment Services LLC former
Oct 23, 2014 to Jul 18, 2022 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Halo Investment Services, LLC to Trajan Wealth, L.L.C.
left Mar 13, 2024, registered Jun 6, 2024 (85 days) · Other
Rothschild Wealth LLC to Halo Investment Services, LLC
left Aug 9, 2023, registered Aug 8, 2023 (-1 days) · RIA to a newly registered adviser · moved with a team
Morningstar Investment Services LLC to Rothschild Wealth LLC
left Jul 18, 2022, registered Jul 14, 2022 (-4 days) · RIA to RIA

Signals

Terrence Patrick Hawkins left Halo Investment Services, Llc for Trajan Wealth, L.L.C. (registered 2024-06-06)
Mar 13, 2024 · Advisor changed firm · fact
Terrence Patrick Hawkins left Rothschild Wealth Llc for Halo Investment Services, Llc (registered 2023-08-08)
Aug 9, 2023 · Advisor changed firm · fact
Terrence Patrick Hawkins left Morningstar Investment Services Llc for Rothschild Wealth Llc (registered 2022-07-14)
Jul 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address