RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• I•• S••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 28, 2021 · Belford, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 23, 2020 to Dec 31, 2020 · Shrewsbury, Nj
- T• A••••••••• I••• formerMar 20, 2020 to Jan 11, 2021 · Red Bank, Nj
- E••••• J•••• national BDAug 7, 2017 to Feb 17, 2020 · Ocean Township, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 26, 2016 to Jun 15, 2017 · Washington, Dc
- S••••••• I••••••••• S•••••••• I••• formerJun 25, 2013 to Mar 22, 2016 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 14, 2012 to Oct 3, 2012 · Washington, Dc
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 11, 2021, registered Mar 23, 2020 (-294 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Dec 31, 2020, registered Jun 28, 2021 (179 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to T• A••••••••• I•••left Feb 17, 2020, registered Mar 20, 2020 (32 days) · Other
- C•••••••• G••••• M•••••• I••• to E••••• J••••left Jun 15, 2017, registered Aug 7, 2017 (53 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left Mar 22, 2016, registered May 26, 2016 (65 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Oct 3, 2012, registered Jun 25, 2013 (265 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address