RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M••• S••••
- G••••••• A•••••••• L•• independent RIA currentsince Feb 17, 2022 · Virginia Beach, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 12, 2021 to Aug 31, 2021 · Glen Allen, Va
- R•••• W••••• M••••••••• state registeredApr 6, 2015 to Oct 14, 2019 · Chesapeake, Va
- H•••••• T••••••• • K•••• L•• independent RIAMar 13, 2014 to Jan 28, 2015 · Virginia Beach, Va
- W•••••• • R••• formerNov 8, 2012 to Nov 27, 2012 · Virginia Beach, Va
- M•• I•••••••• S•••••••• L•• to G••••••• A•••••••• L••left Aug 31, 2021, registered Feb 17, 2022 (170 days) · Affiliated broker-dealer or bank to independent RIA
- R•••• W••••• M••••••••• to M•• I•••••••• S•••••••• L••left Oct 14, 2019, registered May 12, 2021 (576 days) · Other
- H•••••• T••••••• • K•••• L•• to R•••• W••••• M•••••••••left Jan 28, 2015, registered Apr 6, 2015 (68 days) · Other
- W•••••• • R••• to H•••••• T••••••• • K•••• L••left Nov 27, 2012, registered Mar 13, 2014 (471 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address