RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••• B••••••
- F••••• I••••••••• independent RIA currentsince May 13, 2026 · Plano, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 12, 2018 to Dec 31, 2020 · Radnor, Pa
- T• A••••••••• I••• formerApr 12, 2018 to Jan 11, 2021 · Radnor, Pa
- B•••••••• I••••••••• M••••••••• L•• asset managerJul 30, 2014 to Jul 20, 2017 · Princeton, Nj
- E•••••••• A•••••••• L•• national BDMay 16, 2012 to Jul 15, 2014 · Shelton, Ct
- T• A••••••••• I••• to F••••• I•••••••••left Jan 11, 2021, registered May 13, 2026 (1948 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Apr 12, 2018 (-994 days) · corporate re-registration, not a move
- B•••••••• I••••••••• M••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jul 20, 2017, registered Apr 12, 2018 (266 days) · Other
- E•••••••• A•••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Jul 15, 2014, registered Jul 30, 2014 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address