RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••• T•••
- T••• C•••••• G•••• state registered currentsince Sep 19, 2024 · Newport Beach, Ca
- B••••• W••••• P•••••••• I••• independent RIASep 21, 2018 to Nov 7, 2024 · Newport Beach, Ca
- M••••• S•••••• wirehouseNov 5, 2013 to Sep 28, 2018 · San Diego, Ca
- E••••• J•••• national BDJan 30, 2012 to Nov 5, 2013 · Vista, Ca
- B••••• W••••• P•••••••• I••• to T••• C•••••• G••••left Nov 7, 2024, registered Sep 19, 2024 (-49 days) · RIA to a state-registered adviser
- M••••• S•••••• to B••••• W••••• P•••••••• I•••left Sep 28, 2018, registered Sep 21, 2018 (-7 days) · Wirehouse to independent RIA
- E••••• J•••• to M••••• S••••••left Nov 5, 2013, registered Nov 5, 2013 (0 days) · Affiliated broker-dealer or bank to wirehouse
- Jeremy Dean Tate left Balboa Wealth Partners, Inc. for Tate Capital Group (registered 2024-09-19)Nov 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address