RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E• D••••••
- P••• I••••••••• L•• asset manager currentsince Jan 11, 2022 · Atlanta, Ga
- L•••• A••••• • C•• L•• asset managerMay 21, 2018 to Dec 20, 2021 · Atlanta, Ga
- P••••• I••••••••• M••••••••• L•• asset managerFeb 1, 2016 to May 8, 2018 · Andover, Ma
- L•••• A••••• • C•• L•• to P••• I••••••••• L••left Dec 20, 2021, registered Jan 11, 2022 (22 days) · Other
- P••••• I••••••••• M••••••••• L•• to L•••• A••••• • C•• L••left May 8, 2018, registered May 21, 2018 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address