DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Darian Hogle
At current firm
1 y
since May 27, 2025
In the industry
14 y
since Dec 8, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince May 27, 2025 · Newport Beach, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 21, 2022 to May 28, 2025 · Brea, Ca
- Bancwest Investment Services, Inc. (Bwis) formerDec 11, 2020 to Oct 28, 2022 · Newport Beach, Ca
- Principal Securities, Inc. BD affiliatedOct 4, 2018 to Oct 9, 2020 · Irvine, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 9, 2011 to Feb 24, 2014 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft May 28, 2025, registered May 27, 2025 (-1 days) · Wirehouse to wirehouse · moved with a team
- Bancwest Investment Services, Inc. (Bwis) to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 28, 2022, registered Oct 21, 2022 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- Principal Securities, Inc. to Bancwest Investment Services, Inc. (Bwis)left Oct 9, 2020, registered Dec 11, 2020 (63 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Principal Securities, Inc.left Feb 24, 2014, registered Oct 4, 2018 (1683 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Darian Hogle left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2025-05-27)May 28, 2025 · Advisor changed firm · fact
- Darian Hogle left Bancwest Investment Services, Inc. (Bwis) for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-10-21)Oct 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address