RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• I• H•••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Jan 8, 2018 · Fort Lee, Nj
- G••••• F•••••••• P•••••• C••••••• I••• formerMar 30, 2017 to Jan 2, 2018 · Fort Lee, Nj
- V••••• C•••••• M••••••••• L•• independent RIAApr 7, 2016 to Mar 28, 2017 · Fort Lee, Nj
- B••••••••• C•••••• M••••••••• L•• independent RIAAug 11, 2015 to Mar 30, 2016 · Fort Lee, Nj
- S••••••• I••••••••• I••• formerAug 17, 2012 to Sep 2, 2014 · Melville, Ny
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Jan 2, 2018, registered Jan 8, 2018 (6 days) · Other · moved with a team
- V••••• C•••••• M••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Mar 28, 2017, registered Mar 30, 2017 (2 days) · Other
- B••••••••• C•••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Mar 30, 2016, registered Apr 7, 2016 (8 days) · Other
- S••••••• I••••••••• I••• to B••••••••• C•••••• M••••••••• L••left Sep 2, 2014, registered Aug 11, 2015 (343 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address