DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• G•••••

T• R••• P•••• A••••••• S•••••••• I•••BD affiliatedTampa, Fldual registrantIAPD 5985580

Feed of 09/14/2026

Also filed as Cindy G•••••

At current firm

4 y

since Jun 3, 2022

In the industry

12 y

since Feb 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• R••• P•••• A••••••• S•••••••• I••• BD affiliated current
since Jun 3, 2022 · Tampa, Fl
W••••••• F•••••••• S•••••••• I••• former
Jul 15, 2021 to Mar 24, 2022 · Mckinney, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 11, 2019 to Jun 1, 2021 · Tampa, Fl
R•••••• J•••• • A••••••••• I••• national BD
Jan 28, 2019 to Dec 19, 2019 · St. Petersburg, Fl
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Jun 2, 2015 to Jan 28, 2019 · Tampa, Fl

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••
left Mar 24, 2022, registered Jun 3, 2022 (71 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••••••• F•••••••• S•••••••• I•••
left Jun 1, 2021, registered Jul 15, 2021 (44 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 19, 2019, registered Dec 11, 2019 (-8 days) · Affiliated broker-dealer or bank to wirehouse
T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Jan 28, 2019, registered Jan 28, 2019 (0 days) · RIA to affiliated broker-dealer or bank

Signals

C•••••• G••••• left W••••••• F•••••••• S•••••••• I••• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2022-06-03)
Mar 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address