DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ledell Johnson
Feed of 09/14/2026
At current firm
1 y
since Jan 9, 2025
In the industry
32 y
since Jan 1, 1994 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ji Financial Services, LLC state registered currentsince Jan 9, 2025 · Baytown, Tx
- USA Financial Securities LLC independent RIAMar 1, 2023 to Jan 2, 2025 · Houston, Tx
- Osaic Fs, Inc. formerAug 31, 2018 to Mar 13, 2023 · Baytown, Tx
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Sep 6, 2018 · Houston, Tx
- Msi Financial Services, Inc. formerJan 26, 2017 to Mar 25, 2017 · Houston, Tx
- St. Bernard Financial Services, Inc. BD affiliatedNov 21, 2016 to Dec 31, 2016 · Baytown, Tx
- Sagepoint Financial, Inc. formerDec 8, 2015 to Jan 11, 2016 · Houston, Tx
- Msi Financial Services, Inc. formerJan 2, 2015 to Dec 3, 2015 · Houston, Tx
- New England Securities Corporation formerJul 23, 2013 to Jan 2, 2015 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- USA Financial Securities LLC to Ji Financial Services, LLCleft Jan 2, 2025, registered Jan 9, 2025 (7 days) · RIA to a state-registered adviser
- Osaic Fs, Inc. to USA Financial Securities LLCleft Mar 13, 2023, registered Mar 1, 2023 (-12 days) · Affiliated broker-dealer or bank to independent RIA
- MML Investors Services, LLC to Osaic Fs, Inc.left Sep 6, 2018, registered Aug 31, 2018 (-6 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- St. Bernard Financial Services, Inc. to Msi Financial Services, Inc.left Dec 31, 2016, registered Jan 26, 2017 (26 days) · Other
- Sagepoint Financial, Inc. to St. Bernard Financial Services, Inc.left Jan 11, 2016, registered Nov 21, 2016 (315 days) · Other
- Msi Financial Services, Inc. to Sagepoint Financial, Inc.left Dec 3, 2015, registered Dec 8, 2015 (5 days) · Other
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
- Ledell Johnson left Usa Financial Securities Llc for Ji Financial Services, Llc (registered 2025-01-09)Jan 2, 2025 · Advisor changed firm · fact
- Ledell Johnson left Osaic Fs, Inc. for Usa Financial Securities Llc (registered 2023-03-01)Mar 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address