DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E••• A••••••• S••••••• C•••
Latest filing May 22, 2026
First filing on the tape Apr 28, 2015 · 13 filings
SEC status approved since Mar 8, 2024
RAUM
$134M
reported, Item 5.F
Discretionary
7.5%
of RAUM
Private clients
99%
$133M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$16.8M
derived; firm RAUM over IAPD count
Employees
23
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$134M as of May 22, 2026
Mar 28, 2025$121M then
HNW client RAUM$86.1M as of May 22, 2026
Mar 28, 2025$76.7M then
State-registered IARs (5.B.3)7 as of May 22, 2026
Mar 28, 20256 then
Employees (5.A)23 as of May 22, 2026
Mar 28, 202524 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 6 to 7
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $16.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $750,024derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 7.5%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.9derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.1%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.1M64%
- Individuals$47.3M35%
- Corporations and businesses$907,4020.7%
- Individual clients
- 141reported
- HNW clients
- 37reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 179reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=16.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• M••••• C•••••• | Boca Raton, Fl | Feb 26, 2016 | 34 y | 0 |
| T••••• M••••• N•••••• | Boca Raton, Fl | Apr 25, 2016 | 13 y | 0 |
| M••••••• I••••• | Boca Raton, Fl | Feb 18, 2021 | 10 y | 0 |
| F••••••• A••••• P•••• | Buenos Aires | Jun 25, 2021 | 11 y | 0 |
| M•••••• A•••••• S•••••• | Hingham, Ma | Jan 4, 2022 | 25 y | 1 |
| L•••• M•••• B••• | Miami, Fl | Aug 17, 2023 | 10 y | 0 |
| E••••••• N•••••• R•••• | Buenos Aires | Nov 15, 2023 | 20 y | 0 |
| C•••••••• G••••••• | Boca Raton, Fl | Aug 25, 2026 | 13 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••••• G••••••• from M••••• S••••••Aug 25, 2026 · Wirehouse to independent RIA
- M•••••• A•••••• S•••••• from W•••• F•••• A•••••••Jan 4, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• P••••• M••••• · Ceocontrolsince 03/2015 · owns 25% to 50%
- C•••••• D• R•••••• R••••• G•••••••• I••• · Shareholdercontrolsince 01/2002 · owns 50% to 75% of T•• T••••••••• A• W••• H••••••• I••
- C••••••• P••••• M••••• · Shareholdercontrolsince 11/2011 · owns 50% to 75% of T•• T••••••••• A• W••• H••••••• I••
- N••••••• T•••••• M••••• · Ccosince 03/2015 · owns less than 5%
Entity owners
- T•• T••••••••• A• W••• H••••••• I•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A•••• M••••••• A••••• D• V•••••• S•••broker-dealerinvestment advisern
- C•••••• M•••••• A•••••••• A•••• M••••••••• S•••investment advisern
- C•••••• M•••••• A•••••••• S•••broker-dealern
- E••• C•••••• S••••••••• C•••broker-dealern
- E••• L•••• S•••investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 177 to 179Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 20 to 19Mar 28, 2025 to Mar 31, 2026
- BD registered reps · 17 to 16Mar 28, 2025 to Mar 31, 2026
- HNW clients · 41 to 37Mar 28, 2025 to Mar 31, 2026
- Individual clients · 135 to 141Mar 28, 2025 to Mar 31, 2026
- Employees · 24 to 23Mar 28, 2025 to Mar 31, 2026
- State-registered IARs · 6 to 7Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.6M to $10.1MMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $76.7M to $86.1MMar 28, 2025 to Mar 31, 2026
- Individual RAUM · $43.7M to $47.3MMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $117M to $124MMar 28, 2025 to Mar 31, 2026
- RAUM · $121M to $134MMar 28, 2025 to Mar 31, 2026
- Accounts · 161 to 177Nov 27, 2024 to Mar 28, 2025
- Advisory activities · 4 to 3Nov 27, 2024 to Mar 28, 2025
- Corporate clients · unset to 1.0Nov 27, 2024 to Mar 28, 2025
- HNW clients · 33 to 41Nov 27, 2024 to Mar 28, 2025
- Individual clients · 126 to 135Nov 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 1.0 to unsetNov 27, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Nov 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $15.7M to $4.6MNov 27, 2024 to Mar 28, 2025
- HNW RAUM · $60.3M to $76.7MNov 27, 2024 to Mar 28, 2025
- Individual RAUM · $36.2M to $43.7MNov 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $90.2M to $117MNov 27, 2024 to Mar 28, 2025
- Pension RAUM · unset to 0.0Nov 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.9M to $0Nov 27, 2024 to Mar 28, 2025
- RAUM · $106M to $121MNov 27, 2024 to Mar 28, 2025
- Accounts · 3 to 161Jan 12, 2016 to Feb 5, 2024
- Advisory employees · 2 to 20Jan 12, 2016 to Feb 5, 2024
- Advisory activities · 3 to 4Jan 12, 2016 to Feb 5, 2024
- BD registered reps · 2 to 17Jan 12, 2016 to Feb 5, 2024
- HNW clients · unset to 33.0Jan 12, 2016 to Feb 5, 2024
- Individual clients · unset to 126.0Jan 12, 2016 to Feb 5, 2024
- Pooled vehicle clients · unset to 1.0Jan 12, 2016 to Feb 5, 2024
- Assets in custody · 3800000.0 to unsetJan 12, 2016 to Feb 5, 2024
- Custody of client assets · true to falseJan 12, 2016 to Feb 5, 2024
- Employees · 2 to 24Jan 12, 2016 to Feb 5, 2024
- State-registered IARs · 0 to 6Jan 12, 2016 to Feb 5, 2024
- Other offices · unset to 0.0Jan 12, 2016 to Feb 5, 2024
- Discretionary RAUM · $4.7M to $15.7MJan 12, 2016 to Feb 5, 2024
- HNW RAUM · unset to 60288320.0Jan 12, 2016 to Feb 5, 2024
Signals
1 dated events
- E••• A••••••• S••••••• C••• filed its initial SEC registration (Form ADV)Apr 28, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- E•••CAPITALFL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-829-2173reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026