RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M• N••••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Avon Lake, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 12, 2022 to Mar 31, 2025 · Avon Lake, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 1, 2017 to Sep 27, 2021 · Huron, Oh
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Feb 1, 2017 · Elyria, Oh
- F••••••••• A•••••••• I••• unclassifiedApr 29, 2013 to Sep 18, 2013 · Huron, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 19, 2012 to Jan 2, 2013 · Cleveland, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- H••••••••• F•••••••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 27, 2021, registered Jan 12, 2022 (107 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- F••••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••••• A•••••••• I•••left Jan 2, 2013, registered Apr 29, 2013 (117 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address