RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• O•••••• J••••••
- P••• F•••••••• A•••••••• L•• independent RIA currentsince Apr 1, 2026 · San Diego, Ca
- S•••••••• W••••• P•••••••• L••• independent RIAOct 17, 2022 to Mar 31, 2026 · Round Rock, Tx
- S••••••• W••••• M••••••••• unclassifiedSep 20, 2019 to Feb 12, 2020 · Round Rock, Tx
- L•••••••• P••••••• L•• unclassifiedDec 12, 2017 to Dec 31, 2022 · Round Rock, Tx
- M••••• G••••• A••••••• I••• independent RIAJul 8, 2015 to Dec 8, 2017 · Santa Barbara, Ca
- C•••••••• M••••••••• G•••• formerMay 9, 2013 to Jul 6, 2015 · Los Angeles, Ca
- C•••••••• M••••••••• G•••• formerFeb 13, 2012 to Sep 21, 2012 · Brooklyn, Ny
- S•••••••• W••••• P•••••••• L••• to P••• F•••••••• A•••••••• L••left Mar 31, 2026, registered Apr 1, 2026 (1 days) · RIA to RIA
- L•••••••• P••••••• L•• to S••••••• W••••• M•••••••••left Dec 31, 2022, registered Sep 20, 2019 (-1198 days) · Other
- S••••••• W••••• M••••••••• to S•••••••• W••••• P•••••••• L•••left Feb 12, 2020, registered Oct 17, 2022 (978 days) · Other
- M••••• G••••• A••••••• I••• to L•••••••• P••••••• L••left Dec 8, 2017, registered Dec 12, 2017 (4 days) · Other
- C•••••••• M••••••••• G•••• to M••••• G••••• A••••••• I•••left Jul 6, 2015, registered Jul 8, 2015 (2 days) · Other
- C••••••••• O•••••• J•••••• left S•••••••• W••••• P•••••••• L••• for P••• F•••••••• A•••••••• L•• (registered 2026-04-01)Mar 31, 2026 · Advisor changed firm · fact
- C••••••••• O•••••• J•••••• left L•••••••• P••••••• L•• for S••••••• W••••• M••••••••• (registered 2019-09-20)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address