DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Vincent Dagnese

Westchester Wealth Managementstate registeredSouth Salem, NyIA-onlyIAPD 6002004

Feed of 09/14/2026

Also filed as Vincent G D'Agnese

At current firm

0 y

since Apr 24, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Westchester Wealth Management state registered current
since Apr 24, 2026 · South Salem, Ny
Esi Financial Advisors independent RIA
May 28, 2025 to Aug 7, 2025 · New York, Ny
Principal Securities, Inc. BD affiliated
Oct 3, 2023 to Jan 11, 2024 · Melville, Ny
Pruco Securities, LLC no RAUM
Dec 9, 2020 to Nov 14, 2022 · White Plains, Ny
Independent Advisor Alliance, LLC independent RIA
Apr 2, 2019 to Dec 14, 2020 · Harrison, Ny
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Mar 13, 2019 · Elmsford, Ny
Msi Financial Services, Inc. former
Jul 20, 2015 to Mar 25, 2017 · Shelton, Ct

Moves

a registration end followed by a registration begin elsewhere

Esi Financial Advisors to Westchester Wealth Management
left Aug 7, 2025, registered Apr 24, 2026 (260 days) · RIA to a state-registered adviser
Principal Securities, Inc. to Esi Financial Advisors
left Jan 11, 2024, registered May 28, 2025 (503 days) · Affiliated broker-dealer or bank to independent RIA
Pruco Securities, LLC to Principal Securities, Inc.
left Nov 14, 2022, registered Oct 3, 2023 (323 days) · Affiliated broker-dealer or bank to another
Independent Advisor Alliance, LLC to Pruco Securities, LLC
left Dec 14, 2020, registered Dec 9, 2020 (-5 days) · RIA to affiliated broker-dealer or bank
MML Investors Services, LLC to Independent Advisor Alliance, LLC
left Mar 13, 2019, registered Apr 2, 2019 (20 days) · Affiliated broker-dealer or bank to independent RIA
Msi Financial Services, Inc. to MML Investors Services, LLC
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Signals

Vincent Dagnese left Esi Financial Advisors for Westchester Wealth Management (registered 2026-04-24)
Aug 7, 2025 · Advisor changed firm · fact
Vincent Dagnese left Principal Securities, Inc. for Esi Financial Advisors (registered 2025-05-28)
Jan 11, 2024 · Advisor changed firm · fact
Vincent Dagnese left Pruco Securities, Llc for Principal Securities, Inc. (registered 2023-10-03)
Nov 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address