DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• B• U••••••••

B••••• W••••• M••••••••• L••independent RIALewisville, Tx IA-onlyIAPD 6006367

Certified Financial Planner

Feed of 09/14/2026

Also filed as T••••• U••••••••

At current firm

2 y

since Sep 12, 2024

In the industry

21 y

since May 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• W••••• M••••••••• L•• independent RIA current
since Sep 12, 2024 · Lewisville, Tx
C••• S••••• P••••••• BD affiliated
Apr 26, 2023 to Aug 29, 2024 · Glen Allen, Va
T••••• A••••••• S•••••••• I••• BD affiliated
Feb 17, 2021 to Apr 27, 2023 · Dallas, Tx
B••• S••••••••• L•• former
Jan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
B••• I••••••••• S•••••••• I••• former
Jan 23, 2012 to Jan 2, 2018 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

C••• S••••• P••••••• to B••••• W••••• M••••••••• L••
left Aug 29, 2024, registered Sep 12, 2024 (14 days) · Affiliated broker-dealer or bank to independent RIA
T••••• A••••••• S•••••••• I••• to C••• S••••• P•••••••
left Apr 27, 2023, registered Apr 26, 2023 (-1 days) · Affiliated broker-dealer or bank to another
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move

Signals

T••••• B• U•••••••• left C••• S••••• P••••••• for B••••• W••••• M••••••••• L•• (registered 2024-09-12)
Aug 29, 2024 · Advisor changed firm · fact
T••••• B• U•••••••• left T••••• A••••••• S•••••••• I••• for C••• S••••• P••••••• (registered 2023-04-26)
Apr 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address