DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• R•••••• P•••••••

C••••• I••••••••• A••••••• L••BD affiliatedWest Des Moines, Iadual registrantIAPD 6007336

Feed of 09/14/2026

Also filed as J••• R•••••• P•••••••

At current firm

3 y

since Jun 29, 2023

In the industry

14 y

since Mar 31, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · West Des Moines, Ia
V••• F•••••••• A•••••••• I••• BD affiliated
May 27, 2014 to Jun 9, 2021 · Des Moines, Ia
B•••••••• L•• independent RIA
Oct 2, 2013 to May 15, 2014 · Dallas, Tx
L•• F•••••••• L•• BD affiliated
Oct 2, 2013 to May 28, 2014 · West Des Moines, Ia
S••••••• F•••••••• S•••••••• I••• former
Apr 9, 2012 to Oct 1, 2013 · West Des Moines, Ia

Moves

a registration end followed by a registration begin elsewhere

V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••
left May 28, 2014, registered May 27, 2014 (-1 days) · Other
B•••••••• L•• to L•• F•••••••• L••
left May 15, 2014, registered Oct 2, 2013 (-225 days) · Other
S••••••• F•••••••• S•••••••• I••• to B•••••••• L••
left Oct 1, 2013, registered Oct 2, 2013 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address